Myth and the Human Condition: Merleau-Ponty and Tolkien (Part 1)

I will be doing a two part series on myth. This first post will focus on myth and the human condition and refer to French philosopher Maurice Merleau-Ponty and the British novelist J.R.R. Tolkien. The second post will focus on myth and religion and refer to the German philosopher Friedrich Nietzsche.

IMG_2347Maurice Merleau-Ponty discusses the purpose of myth in his Phenomenology of Perception:

[M]yth is a projection of existence and an expression of the human condition. But understanding the myth does not mean believing in it, and if all myths are true, this is insofar as they can be put back into a phenomenology of spirit that indicates their function in the emergence of self-consciousness and that ultimately grounds their proper sense upon the sense they have for the philosopher.[ref]Maurice Merleau-Ponty, Phenomenology of Perception, trans. Donald A. Landes (London: Routledge, 2012), 306[/ref]

There is truth in myth, Merleau-Ponty argues, but it is not found in establishing the historical validity of the myth. A myth is true when it illustrates something true about the human condition, when it represents the true spirit of the human consciousness seeking to understand the world. He often uses the word “magical” in describing how a human puts together the facts or sensations of the world to establish a cohesive whole. There is a magical or mythical element to the way we are in touch with the world.

Tolkien, author of the great mythical stories found in The Hobbit and The Lord of the Rings, also believes in the truth of myths. Before his creation of middle earth, Tolkien is first famous for his work on the myth of Beowolf. In a lecture on Beowulf, Tolkien gives an analogy of a man who built a tower from old stone only for it later to be mocked and torn down. But, before it was destroyed, the man who built it had been able to climb the tower and “look out upon the sea.”[ref]J.R.R. Tolkien, a lecture to the British Academy in 1936 in Essays, pp. 7-8, quoted in T.A. Shippey, J.R.R. Tolkien: Author of the Century (Boston: Houghton Mifflin Company, 2000), 162.[/ref] (See the picture above of the beautiful sea at Muriwai Beach on the North Island of New Zealand.) Tolkien relates this to Beowulf, who built a tower, his poem, only for it later to be criticized so severely. And yet, the building of the tower was not in vain as the man was still able to look out at the sea.

This is the benefit of the myth: the opportunity to look upon something great. Those who write myths are part of pointing us toward something great. Tolkien writes in his poem, “Mythopoeia”: “Blessed are the legend-makers with their rhyme, of things not found within recorded time.”[ref]Tolkien, “Mythopoeia,” in Tree and Leaf, including the Poem Mythopoeia (Boston: Houghton Mifflin Company, 1988), 144, quoted in Bradley Birzer, J.R.R. Tolkien’s Sanctifying Myth: Understanding Middle-earth (Wilmington: ISI Books, 2003), xxi.[/ref]

The blessing of “looking out upon the sea” is like the blessing of looking upon truth. Myth reveals parts of our world to us and the way humans interact with the world. Tolkien believes that the best myths and fairy stories will provide the reader with euchatastrophe, unexpected joy. This will all the more take place when we encounter the greatest true myth, the incarnation of Christ. For Tolkien, the God-becoming-man myth is the key to understanding the human condition; this myth is where, according to Tolkien, “Legend and History have met and fused.”[ref]Tolkien, “On Fairy Stories,” in Christopher Tolkien, ed., The Monsters and the Critics and Other Essays, 109, quoted in Birzer, J.R.R. Tolkien’s Sanctifying Myth, 40.[/ref] When the man looks out at sea, Tolkien may be imagining him facing this incredible, infinite Truth of redemption. He may be thinking of the Psalmist who writes how such truth is greater than the ocean and deeper than the sea.[ref]See Psalm 36:5-7: “Your love, O Lord, reaches to the heavens, your faithfulness to the skies. Your righteousness is like the mighty mountains, your justice like the great deep . . . How priceless is your unfailing love!”[/ref]

Although Merleau-Ponty would not see redemption as part of the truth of myth, he, along with Tolkien, believe in the mythical element in the human condition. From his approach, Merleau-Ponty finds that pure objective thought does not account for the real way that humans live in the world. For example, humans live in what he calls a “mythical space.”[ref]Merleau-Ponty, Phenomenology of Perception, 298[/ref]. This is why we can physically be in one place but that place “not necessarily [be] the landscape of our life.” He continues, “I can ‘be elsewhere’ while remaining here and if I am kept far from what I love, I feel far from the center of real life.”[ref]Ibid., 299.[/ref]. Homesickness, for example, is a way for us to be dwelling in the mythical space of our home while being physically somewhere else. Anyone who has been in love or has observed someone in love has seen that while that person may be in one location, perhaps even doing something enjoyable, he or she is not fully engaged because of the desire to be with his or her lover. Even dreams, as Merleau-Ponty points out, demonstrate the way that humans have a connection to the mythical. We escape to the myth in our sleep.

These mythical elements of the human experience are not peripheral, but integral to the very way we interact with the world. We approach objects, not as mere appearances, but as actual essences, because we believe, somehow, that there is a sense or meaning to all things. The world of myth invades are world of perception. Merleau-Ponty writes, “The myth fits the essence into the appearance; the mythical phenomenon is not a representation, but a genuine presence.”[ref]Ibid., 303.[/ref]. We experience objects as having a mythical presence, react according to that presence, and create our lived space in this world.

In summary, Tolkien finds mythical element in the human condition because it reveals our pursuit of truth. Ultimately, our love for myth, he argues, will drive us toward the highest form of truth, a religious form of truth. (We will find a similar notion, although not in accordance with the Christian religion, when we turn to Nietzsche’s notion of myth in the next post.) In a different way, Merleau-Ponty finds the mythical element in the human condition to explain the way we interact with the world. We are not mechanical, calculating robots but experience places and people according to mythical relationships. Both are revealing the integral part myth plays in the human.

Taking Off My Subjective Weight

There is power in knowing one’s self, being one’s self, perfecting one’s self, and loving one’s self. It can be argued that without a strong self-identity, life loses much of its meaning, joy and fulfillment. For example, how can you relate with the other without first relating to yourself? Some knowledge of self is necessary in building relationships because a relationship must include a connection between one self and another.

With that said, however, the burden of my own individual subjectivity can become very heavy.[ref]I would like to thank Phillip Rosemann for suggesting this terminology.[/ref] Who am I? I am a person limited by my body, my thoughts, and my abilities. I have my own personal history and my own personal thought patterns which are forever upon me and can never be changed. I carry around this inevitable me-ness in this particular time and space and it enters into every circumstance and encounter that I have in my life.

As humans, we look for ways to relieve our subjective weight. Sometimes we try things that appear to give us relief, and actually do temporarily, only to have the weight come back, heavier than before. Escaping to the world of fantasy, where we allow our minds to participate in actions and thoughts which we usually regard as vile and undignified, temporarily relieves our subjective weight. But, upon coming back to the world of reality, we are faced with the shame and guilt for entertaining such images and thoughts. On another level, we may take part in a mob where we move beyond our insignificant selves to become one with others around us. Acting as one, heinous crimes have been committed by those elated with feelings of freedom and unity.

Nietzsche argues that art is a way, or I should say, the way, to take off our subjective weight. In The Birth of Tragedy, he makes a distinction between two types of art: the Apollonian and the Dionysian. The Apollonian art represents the ordered, beautiful and calculated art. The Dionysian, on the other hand, is art which comes from frenzy, laughter, and natural life. He argues that Dionysian art is shown through the presence of the chorus in an Ancient Greek tragedy. In the environment of the chorus, the Dionysian aesthetic is exemplified: the members of the chorus as well as anyone who joins them are able to rise to a new level of artistic experience. Nietzsche writes:

This process of the tragic chorus is the dramatic proto-phenomenon: to see oneself transformed before one’s own eyes and to begin to act as if one had actually entered into another body, another character. [ref]Friedrich Nietzsche, The Birth of Tragedy, in Basic Writings of Nietzsche, trans. by Walter Kaufmann (New York: Modern Library, 2000), Section 8, p. 64.[/ref]

Through participation in the dramatic proto-phenomenon, one is able to move beyond one’s self into another. Nietzsche contrasts this with the Apollonian:

[In the Apollonian] the virgins who proceed solemnly to the temple of Apollo, laurel branches in their hands, singing a processional hymn, remain what they are and retain their civic names: the dithyrambic chorus [Dionysian chorus] is a chorus of transformed characters whose civic past and social status have been totally forgotten: they have become timeless servants of their god who live outside the spheres of society.[ref]Ibid.[/ref]

Unlike the ordered, calm procession of the worshippers of Apollo, the worshippers of Dionysius have reached such a state of transformation that they have left behind their past and their social status. They have given themselves completely to the worship of this god. In this act, the individuals become united as one, and their identity becomes the identity of the group. Dropping their subjective weight, they can taste the freedom that comes from rising above the self.[ref]In Greek mythology, sometimes Dionysian worship did result in heinous crimes similar to the behavior of a mob, mentioned above. In one myth, Pentheus’s mother, due to her frenzied state of Dionysian worship, unknowingly participated in dismembering her own son.[/ref]

I think that many will resonate with this above description, because we too desire to have freedom from ourselves. We could argue that there is something in the human condition which pushes us toward aesthetic experiences: we long to rise above ourselves and feel part of something bigger than ourselves. Whether it is engaging in a piece of music, encountering an epic story in a movie or book, losing one’s self in a painting or acting as a character in a play, art allows us to take part in this beautiful act of freedom.

Notice, however, that while Nietzsche is writing about art, he uses the example of worship. Worship is then an aesthetic experience where we creatively adore someone above ourselves. A theist would argue that worshipping an immanent god, such as Dionysius, only provides a temporary release from our subjectivity, and that the worship of a transcendent God is needed for true subjective relief.[ref]However, it should be noted that Dionysius has characteristics of a Christ-like figure who suffers, dies and resurrects.[/ref] Such worship, however, cannot be on one’s own. As Nietzsche reminds us, taking off the weight of subjectivity must be done with others, acting as a united whole, where I lose my identity in a timeless communal act of worship.[ref] See also my post on the human need to worship: Is the “Need to Worship” Part of the Human Condition?[/ref]

Sculpture: An Exemplar for the Unreal Nature of Art

Sculpture plays a unique role in the philosophy of art by bringing to light some of the often overlooked characteristics of artworks. All artworks, in my opinion, point us toward another world, but sculpture reflects attributes of the other world in a way that no other artwork is capable of. With its solid and durable materials, sculpture symbolizes a stability and a rigidity, which can withstand the weathering of time. Robert Wood points out:

Bronze and stone, and to a lesser extent wood or ceramic clay fired at extreme temperatures, have a fixity, a solidity less subject to the decay of time than paint on canvas or plaster . . . A sculpted piece suggests an endurance, a hardness, a resistance and is particularly fit for memorializing – especially in stone and bronze. It renders its subject “immortal.”[ref]Robert Wood, Nature, Artforms and the World Around Us, Forthcoming, 76. [/ref]

The permanency of the sculptural materials reflects permanency in another realm; though we know that the materials are not immortal, the longevity of their life suggests to us things or beings which are immortal. But, how exactly does a material artwork, such as a piece of sculpture, reflect something immaterial?

Sartre offers a helpful answer to this question through his description of the real and the unreal (imaginary) worlds. He believes that each work of art participates in both the real and the unreal worlds. The artwork in the real world is the ‘physical analogue’ because it contains the material and physical dimensions of the artwork. A sculpture excellently typifies this due to its permanency of materials, but other artforms have their physical nature as well: the frame, paint and canvas of a painting, the sound waves of a musical piece, or the page filled with words of a poem, for a few examples. The ‘physical analogue’ is not the complete work of art, as it also symbolizes the imaginary artwork in the unreal world. A sculpture, as the ‘physical analogue,’ holds the place in the real world for the sculpture in the imaginary world; it acts as its file name or reference number. Behind the reference number, or ‘physical analogue’, an artist has created an unreal object or image.

Sartre gives us an example of the statue of Ganymede (see image above), a handsome mortal in Greek mythology, to illustrate the way a sculpture symbolizes both the real and the unreal. He proposes:

Consider Ganymede on his pedestal. If you ask me how far away he is, I will tell you that I don’t know what you are talking about. By ‘Ganymede’ do you mean the youth carried away by Jupiter’s eagle? If so, I will say that there is no real distance between us, that no such relation exists because he does not exist. Or are you referring to the block of marble that the sculptor fashioned in the image of the handsome lad? If so, we are dealing with something real, with existing material and can draw comparisons.[ref]Jean-Paul Sartre, “The Quest of the Absolute,” in Essays in Aesthetics, ed. Wade Baskin (New York: The Citadel Press, 1963), 86.[/ref]

Ganymede is both a statue of marble, 15 feet away, as well as an imaginary figure of Greek mythology. An artwork is free to live in both of these worlds: it will stand in front of us, as real as marble, but it will also dwell in the imaginary world of the unreal.

Sartre’s definition of an artwork as both real and unreal gives us a language to understand more fully the power of art, and in particular, the power of sculpture. Though a decidedly physical object, sculpture ironically represents a lasting nature in both the mortal and the immortal worlds.

Heidegger and Poesy

Heidegger considers poetry to be the pinnacle of all art forms because it most accurately illustrates the essence of art. He views art as fundamentally concerned with setting-into-work of truth (i.e. bringing to light truth), and he believes that poetry is best able to perform this function. Poetry sets-into-work truth with superiority, because it is able to use language to show truth. The linguistic nature of poetry makes it stand apart from all other genres of art and, in Heidegger’s opinion, gives it a “privileged position in the domain of the arts”[ref]Heidegger, “The Origin of the Work of Art,” in Philosophies of Art & Beauty: Selected Readings in Aesthetics from Plato to Heidegger, eds. Albert Hofstadter and Richard Kuhns (Chicago, The University of Chicago Press, 1976), 695.[/ref] Other art forms can still set to work truth, when they contain the essence of poetry, which Heidegger calls poesy, but they cannot reach the level of articulation that poetry is able to obtain. Poesy technically means the art of making poetry, so other arts, though they are not poetry, can still be created according to poetic principles. These poetic principles are focused on the projection of truth. Thus, all forms of art can be traced back to poetry through the notion of poesy, as Heidegger relates, “If all art is in essence poetry, then the arts of architecture, painting, sculpture, and music must be traced back to poesy.”[ref]Ibid.[/ref]

It is unfortunate that Heidegger did not explore this notion of poesy further in his analysis of other art forms. Perhaps, through such exploration, the value of other art forms would become more explicit. Abstract music, for example, is one such art form, which jumps out as having a unique type of poesy; its message is often as loud as poetry if not louder, depending on the person and circumstances. In one sense, abstract music does not have the linguistic characteristic of poetry, and yet, in other sense, it can speak through a language all its own. It can express human emotions in a deep sense; emotions, which may not even be expressible in words. Such depth of feeling needs to be accounted for in art and while poetry proper certainly can describe and elicit such deep feelings, there also needs to be space for art forms to describe and elicit feelings incapable of being articulated in human language. Poesy may be the foundation for the art forms, but the manner in which poesy is displayed varies, making each art form play a different role in the setting-into-work of truth.

A Starting Point for Metaphysics: Kant and Lonergan

Immanuel Kant’s famous distinction between the noumenal and the phenomenal world naturally poses problems for metaphysics. The noumenal world is the intelligible world or the world of things-in-themselves where, if we had access to it, we would be able to understand our sensible experiences in the phenomenal world. Access to the noumenal world would include understanding pure ideas such as justice and courage as well as an understanding of causes and effects seemingly found in our world. But, according to Kant, we do not have access to the noumenal world and are stuck in the phenomenal world, the world of appearances, where we can only make speculations about what is really going on. We cannot make synthetic a priori judgments; in other words, we cannot make any universal truth claims based on our experiences in the world. Our link between experience and truth is cut off. In light of this, Kant must reject metaphysics since we are unable to make any metaphysical claims about reality. Metaphysics may exist but we have no way of knowing anything contained in it.

However, Kant appears to take a step closer to the noumenal world in his third critique, Critique of Judgment. In this Critique, he discusses how aesthetic judgment links art to morality. As Wood puts it, “Our shipwreck in the theoretical order points to the real purpose of our faculties: moral action in this world” [ref]Robert E. Wood, Placing Aesthetics: Reflections on the Philosophic Tradition (Athens: Ohio University Press, 1999), 125.[/ref] Art brings out our act of judging and through this act which reflects both freedom and nature, Kant may be finding a unity between the world of appearances and the world of truth. Wood argues, “The whole region of reflective judgment – the beautiful, the sublime, and the organic – points to the possibility of the insertion of causality through concepts into the mechanical world of nature and thus serves to bring together the fractured halves of the field of thought . . .” [ref]Ibid., 145[/ref]

Though Kant would not claim that human judgment is a starting point for metaphysics, others, such as Bernard Lonergan, do offer such a proposition. Lonergan seeks to understand the human faculty of judging (along with the other human faculties) in order to first, find a method for how we come to know things (epistemology) and second, to discover a starting point for metaphysics. In his carefully structured 700 page masterpiece, Insight, he slowly finds that the capacity to judge or “revise” the world is where we can find truth about the sensible world. In the Chapter 14, “Method of Metaphysics,” he states, “Bluntly, the starting point of metaphysics is people as they are.” [ref]Bernard Lonergan, Insight: A Study of Human Understanding (Toronto: University of Toronto Press, 2008), 422.[/ref]

Sadly, Kant was unwilling to make such a claim, although perhaps he was drawing closer to it in his third critique. Lonergan, in contrast, offers this rather simple starting point for metaphysics: people as they are. People have the unusual capacity to judge the world around them, have insights, revise insights and slowly build up a dynamic set of metaphysical principles. Though all other metaphysical principles are able to be questioned, the fact that we are questioning is unquestionable. Thus, the fact that we are revisers cannot be revised: “for there is no revision of revisers themselves.”[ref]Ibid., 302[/ref] It may seem like an obvious principle to grant, but as Lonergan attempts to do, from it, one can begin to discover many other metaphysical principles along the way.

This is not to say that this principle is the only starting point for metaphysics. Certainly, there are many other points on which to begin as philosophers have shown over the centuries. For, if there really is a metaphysics, there will be more than one way to find it.